Tax Exempt Letter
MUF audited financial statement and the MUF 990 form are available upon request by emailing Bruce Guiot.
For transfers of common stock, preferred stock, or bonds
Northern Trust
Northern Trust can receive stock and bond gifts:
Northern Trust
For DTC Eligible Securities:
| Northern Trust DTC # |
2669 |
| Agent Bank ID |
20290 |
| A/C # |
44-79707 |
| Account Name |
Miami University Foundation – Gift Account |
For Federal Reserve Eligible
Securities:
| ABA # |
071000152 |
| A/C # |
44-79707 |
| Account Name |
Miami University Foundation – Gift Account |
Primary Contact Person at Northern Trust
Ana Gjorgievski
312-444-4749 telephone
312-630-6062 Fax
ag679@ntrs.com
Back-up Contact Person at Northern Trust
Sanjay Singhal, VP & Sr. Relationship Manager
312-444-5195
ss20@ntrs.com
Address
The Northern Trust Company
50 S. LaSalle Street
Chicago, IL 60603
Commission for common stock
$0.025 per share, $9.95 minimum
For transfers of mutual funds
To deliver mutual fund shares via ACATS to the Miami University Foundation Gift Account at Northern Trust:
Receiving Client Trust Account#: 44-79707
Northern Trust DTCC participant ID: 2669
Please note some mutual fund gifts cannot be completed via ACATS. If the delivering firm is not ACATS eligible, or if the mutual fund is not ACATS eligible, please contact Bruce Guiot at guiotba@MiamiOH.edu or your development officer.
For transfers of common stock, preferred stock, or bonds
If a transfer or transaction is expected to be complex or require a higher level of service, you may use
Merrill Lynch, which charges a higher commission on the sale as outlined below:
Merrill Lynch
| Endowment Account # |
639-04061 |
| Foundation Account # |
639-04116 |
| DTC # |
8862 |
Contact Person at Merrill Lynch
E. Fred Gallenstein
(513) 985-5899
Marc G. Gallenstein
(513) 985-5866
Fax – 513-322-4405
Number of Shares Commission per Share
| 1 – 200 |
$0.05 per share |
| 201 – 499 |
$0.03 per share |
| 500 and above |
$0.025 per share |